Tag: Securities and Commodities Violations
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S.E.C. Moves to Scale Back Its Crypto Enforcement Efforts-OxBig News Network
The Securities and Exchange Commission is moving to scale back a special unit of more than 50 lawyers and staff members that had been...
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors-OxBig News Network
Vanguard, the large mutual fund company, has agreed to pay $106 million in restitution to settle a securities regulatory investigation into whether the firm...
Robinhood to Pay $45 Million Fine to Settle SEC Charges-OxBig News Network
Robinhood was hit with $45 million in fresh fines from the Securities and Exchange Commission on Monday, the latest reprimand that the crypto-favorite brokerage...
Former MoviePass Executive Pleads Guilty to Fraud Over ‘Unlimited’ Plan-OxBig News Network
Theodore Farnsworth, the former chief executive of the parent company of MoviePass, pleaded guilty to securities fraud on Tuesday after federal prosecutors said he...