Tag: Securities and Commodities Violations
Nikola, E.V. Start-Up That Once Thrilled Investors, Files for Bankruptcy
Nikola, an electric vehicle start-up that had once hoped to become the Tesla of heavy trucks, filed for bankruptcy protection on Wednesday.Founded in 2015,...
Trump Media Is Moving Into the Financial Services Industry-OxBig News Network
President Trump’s social media company is moving to position itself as a financial services firm that will allow his supporters to put money into...
S.E.C. Moves to Scale Back Its Crypto Enforcement Efforts-OxBig News Network
The Securities and Exchange Commission is moving to scale back a special unit of more than 50 lawyers and staff members that had been...
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors-OxBig News Network
Vanguard, the large mutual fund company, has agreed to pay $106 million in restitution to settle a securities regulatory investigation into whether the firm...
Robinhood to Pay $45 Million Fine to Settle SEC Charges-OxBig News Network
Robinhood was hit with $45 million in fresh fines from the Securities and Exchange Commission on Monday, the latest reprimand that the crypto-favorite brokerage...